Your new company
Are you passionate about risk management, client due diligence, and regulatory excellence? Join a leading global financial institution where you'll play a key role in safeguarding client integrity and strengthening risk controls across a dynamic wealth management environment. This is an excellent opportunity for professionals with experience in client risk, controls, onboarding, or financial profile assessments who are looking to further develop their expertise within a fast-paced and collaborative setting.

Your new role
Client Risk & Assessment

• Conduct vulnerable client assessments and reviews independently.
• Evaluate and substantiate clients' Total Net Worth and Liquid Net Worth throughout the client lifecycle.
• Support onboarding reviews, account activity monitoring, and ongoing client risk assessments.

Risk Control & Analytics

• Perform risk reviews with a strong focus on controls, governance, and regulatory compliance.
• Analyze data trends and risk indicators to identify potential concerns and support decision-making.
• Prepare risk reports, investigate exceptions, and follow through on outstanding items.

Stakeholder Management

• Partner closely with business teams, compliance, and other internal stakeholders to resolve risk-related matters efficiently.
• Escalate issues appropriately while maintaining a balanced risk and client-centric approach.

Projects & Process Improvement

• Contribute to process enhancements, automation initiatives, and control framework improvements.
• Support regulatory change implementation and ongoing risk governance initiatives.
• Participate in training and knowledge-sharing activities across the team.

What you'll need to succeed

• Bachelor's degree in Finance, Business, Economics, Risk Management, or a related discipline
• Experience in client risk, controls, onboarding, KYC, or wealth management operations.
• Knowledge of Total Net Worth substantiation and Vulnerable Client Assessments.
• Fluency in Cantonese, English, and Mandarin.
• Strong analytical skills with experience in Excel; Python and Copilot knowledge is a plus.
• Understanding of wealth management products, including funds, structured products, and alternative investments.

What you'll get in return

• 
  Hands-on experience with client risk assessments, regulatory requirements, and process improvement initiatives
  
• 
  Exposure to wealth management risk and client lifecycle management within a leading financial institution.
  
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  Collaborative team environment with strong learning and development opportunities
  

What you need to do now
If you're looking to advance your career in client risk, controls, and regulatory oversight within a dynamic financial services environment, we'd love to hear from you!

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.