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Hays Hong Kong

M/SM, General Compliance, Chinese Bank (50-60K)

Hays Hong Kong
Posted 4 days ago Permanent Competitive

M/SM, General Compliance, Chinese Bank (50-60K)

Hays Hong Kong
Your new role

  • Lead the development and execution of the annual compliance work plan, policies, and procedures.

  • Serve as a primary point of contact for local regulators (including the HKMA and SFC), managing official inspections, coordinating formal responses, and ensuring seamless communication regarding regulatory enquiries.

  • Monitor regulatory changes, assessing their impact on business operations and ensuring timely implementation of required updates.

  • Conduct comprehensive compliance risk assessments, identifying vulnerabilities and implementing effective controls to mitigate exposure.

  • Design and deliver training programmes to raise awareness of compliance standards, ethical conduct, and regulatory obligations across the company.

  • Continuously audit and enhance compliance documentation to ensure alignment with evolving regulations, industry best practices, and internal business structural changes.

  • Manage and oversee internal investigations into potential policy violations, ensuring thorough documentation, resolution, and follow-up.

  • Manage the end-to-end process for periodic regulatory reporting, statements, and assessments, ensuring timely follow-up on all requirements mandated by the HKMA, SFC, and other relevant governing bodies.


What you'll need to succeed
Bachelor's degree holder.
Proven, hands-on experience navigating regulatory relationships and handling high-stakes interactions with official bodies.

Require 6-7+ years of experience in compliance, legal, or risk management within [Insert Industry, e.g., Financial Services, Tech, Healthcare].
Proven, hands-on experience navigating regulatory relationships and handling high-stakes interactions with official bodies. Analytical, detail-oriented, and capable of solving complex problems in a fast-paced environment.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Job ID  1289243
ABOUT COMPANY
Hong Kong
HR & Recruitment
Hays Hong Kong Limited ("Hays Hong Kong") is the one of the leading specialist recruitment companies in Hong Kong in recruiting qualified, professiona...
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