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Legal Counsel & Compliance Director - Quantitative Hedgefund

Larson Maddox Hong Kong
Posted 6 days ago In-Office Job Permanent Negotiable

Legal Counsel & Compliance Director - Quantitative Hedgefund

Larson Maddox Hong Kong

A leading quantitative investment management firm is looking to appoint a senior Legal Counsel to support the continued expansion of its Asia-Pacific business.

Reporting directly to senior management, this role will take ownership of fund legal matters, APAC regulatory licensing and entity structuring, as well as cross-border corporate governance. The individual will work closely with investment, operations and compliance teams across the region.



Key Responsibilities

  • Lead legal matters relating to fund formation, LPAs, subscription agreements, investment management agreements and other fund documentation.
  • Provide legal support on quantitative trading arrangements, including brokerage agreements, ISDA / prime brokerage documentation and financing arrangements.
  • Lead licensing, exemption analysis and ongoing regulatory arrangements across key APAC jurisdictions, particularly Hong Kong and Singapore.
  • Advise on the establishment and structuring of offshore funds and holding entities, including structures across Cayman, BVI, Hong Kong and Singapore.
  • Design and maintain governance frameworks across multiple APAC entities, including business allocation, decision-making authority, reporting lines and local statutory requirements.
  • Work with external counsel, regulators, tax advisers and other professional service providers across jurisdictions.
  • Advise on legal issues relating to market data licensing, quantitative trading and cross-border data transfers.
  • Support AML/KYC frameworks, regulatory filings, regulatory inspections and ongoing compliance matters.


Requirements

  • 8+ years of legal experience within funds, asset management or financial regulatory matters.
  • Funds and/or financial regulatory experience is a must.
  • Qualification in a common-law jurisdiction is a must, ideally Hong Kong, Singapore or England & Wales.
  • Demonstrable experience handling APAC financial licensing and/or ongoing regulatory matters, ideally including Hong Kong and Singapore.
  • Practical experience with cross-border corporate structures and governance across multiple legal entities.
  • Familiarity with offshore fund and holding structures, ideally including at least two of Cayman, BVI, Hong Kong and Singapore.
  • Strong English drafting and communication skills, with fluent Chinese.
  • Must be comfortable with regular business travel to Shanghai.


Preferred Experience

  • Quantitative, systematic or high-frequency trading fund experience.
  • Experience taking an APAC financial licence through the full application-to-approval process.
  • Exposure to algorithmic trading regulation and/or cross-border data requirements.



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Job ID  PR/617815
ABOUT COMPANY
New York, United States
Compliance / Legal
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
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