R0145057 - DWS - Head of AFC & Compliance Australia - Vice President R0145057 - DWS - Head of AFC & Compliance  …

Deutsche Bank
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Deutsche Bank
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Posted by:
Bramhani Avula • Recruiter
Posted by:
Bramhani Avula
Job Description The Senior Business Advisor is responsible for providing regulatory advice to relevant business and/or infrastructure areas and typically has regional coverage. The Senior Business Advisor supports the specific business/infrastructure area in accordance with respective processes and evaluates the adequacy and effectiveness of internal controls relating to risks within those areas. They focus on all non-financial risk categories of the stakeholders and have a deep knowledge of their coverage areas. Where this role has people management responsibilities the Senior Business Advisor applies the correct risk monitoring tools (financial and non-financial) to establish stronger governance across the team.

Details of the Division and Team:

DWS continues its journey as a publicly listed asset manager since its IPO and is in the process of establishing its own infrastructure and corporate functions, including Compliance & AFC

This role is located within the data & analytics function. The role will be responsible for the development of statistical models to enhance monitoring tools within Compliance & AFC. The role has team management responsibility

What can you expect:

  • Competitive salary as well as pension, insurance contributions and salary packaging
  • 4 weeks annual leave, plus additional and wellbeing leave
  • Parental leave benefits including Childcare Assistance Payment
  • A range of flexible benefits including the Online discount program, employee referral program

Your key responsibilities:

  • Advise the Business on regulatory matters, AFC and Compliance questions and support Business initiatives
  • Assess impact of regulatory changes on client risk rating methodology, implement changes as required & properly document amendments
  • Plan & execute ad hoc initiatives
  • Provide periodic management reports
  • Enforce global AFC & Compliance processes & provide guidance for local requirements
  • Support the regulatory change identification & implementation processes
  • Provide training & guidance to Business as required 
  • Report to Senior Compliance Management
  • Contribute to project and change initiatives

Your skills and experience:

  • Knowledge of asset management industry, incl. UCITS & AIFMD products
  • Experience with periodic financial crime risk assessments in context of financial services company, preferably an asset manager
  • Financial crime & regulatory knowledge
  • Problem solving skills
  • Experience with team management
  • University degree in business, law or similar
  • Fluent in English in written and spoken word

How we’ll support you:

  • Coaching and support from experts in your team
  • A culture of continuous learning to aid progression
  • A range of flexible benefits that you can tailor to suit your needs
  • Training and development to help you excel in your career
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