Operational Risk Manager, Wealth Management Operational Risk Manager, Wealth Management …

Morgan Stanley
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Competitive
Morgan Stanley
in Sydney, New South Wales, Australia
Permanent, Full time
Be the first to apply
Competitive
Operational Risk Manager, Wealth Management

About The Company

Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. With offices in more than 43 countries the people of Morgan Stanley are dedicated to providing our clients the finest thinking, product and services to help them achieve even the most challenging goals.

About The Team

This role sits within the Australian Wealth Management Operational Risk division in Line 1. The Operational Risk team is an independent function that oversees, monitors, measures and analyses operational risks across the Australian Wealth Management business to ensure they are operating within the businesses risk appetite levels across the network.

Key Responsibilities Include:

• Develop, maintain and co-ordinate implementation of operational risk policies and procedures across the business
• Promote a positive operational risk culture throughout the business
• Prepare risk reporting and information packs for various Operational Risk Committees.
• Partner with functional groups, including Legal, Compliance, Operations, Credit, Tax, Financial Crimes Group and IT to identify, assess and mitigate business related risks
• Govern new business initiatives and work with the business and functional support areas on the initiatives
• User Entitlement and Business Continuity Plan coordination, review and approval
• Support regulatory inquiries, internal audits and compliance testing across the Australian business
• Track, report and manage all operational risk incidents. Complete post incident reviews and implement enhanced controls
• Support the annual Risk and Control Self-Assessment program
• Work with the Australian Wealth Management business on day-to-day queries and issues
• Work closely with Asia Wealth Management to ensure consistency of approach and alignment with operational risk practices
• Establish and maintain relationships with other internal stakeholders and departments
• Comply with the ethical standards contained within the Company Code of Conduct
• Adhere to Company policies and procedures, regulatory and legislative requirements
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