A leading quantitative trading firm is looking for a Compliance Surveillance Officer to join its growing team in Sydney.
Responsibilities
- Investigate trade surveillance alerts and unusual trading activities.
- Monitor for potential market abuse and trading conduct risks.
- Review electronic communications alerts and follow through to resolution.
- Analyse trading and market data to identify trends and exceptions.
- Support the enhancement of surveillance systems and controls.
- Assist with compliance monitoring and regulatory initiatives.
- Work closely with Trading, Technology, Risk, and Compliance teams.
Requirements
- 3+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or a related area.
- Strong analytical and investigative skills.
- Understanding of financial markets and trading activity.
- Experience with SQL and/or Python is highly preferred.
- Excellent communication and stakeholder management skills.
- Degree qualified or equivalent.
Why Apply?
- Join a leading global quantitative trading firm.
- Exposure to sophisticated electronic and algorithmic trading strategies.
- Strong technology and data-driven culture.
- Relocation support available for candidates moving to Sydney.
- Excellent career progression and competitive compensation.

Job ID PR/609410
At Larson Maddox, we give essential guidance to leading firms by connecting them with the best In-House Counsel talent for their Regulatory & Legal ne...
More Jobs From Larson Maddox
Larson Maddox
Hong Kong
Larson Maddox
Los Angeles, United States
Larson Maddox
Las Vegas, United States
Larson Maddox
Sulzbach, Germany
Larson Maddox
London, United Kingdom
Larson Maddox
Hong Kong
Larson Maddox
Hong Kong
Larson Maddox
Hong Kong
Larson Maddox
London, United Kingdom
Boost your career
Find thousands of job opportunities by signing up to eFinancialCareers today.More Jobs Like This
Oxford Knight
Sydney, Australia