The compliance team sits within a jointly managed legal and compliance team within the Australian funds management business. The primary responsibility of the compliance function is to support the regulatory compliance of the business by:
Maintaining a risk based framework to ensure appropriate oversight of regulatory compliance of each business unit (including maintaining an appropriate compliance training program and monitoring program) Assisting management to manage local regulatory risk including new regulatory requirements Working in partnership with local business to achieve business goals Ensuring that appropriate policy and procedures are in place to facilitate compliance by business units with relevant regulatory requirements Assisting with the development of relationships with key external stakeholders such as auditors, local regulators and industry associations Perform the role of local Money Laundering Officer and ensure that an appropriate anti-money laundering program is in place and is applied in the local business
Purpose of the Role
Provide compliance support to the Australian business - taking responsibility for business as usual compliance process as well as input from time to time on key business project initiatives. The role is within business compliance and includes oversight of investment compliance but not day to day monitoring of investment guidelines.
Experience and Qualifications Required
Great minds, better together.
Fidelity International is an equal opportunities employer and is commited to a policy of treating all its employees and job applications equally.